Code No of the Member : 3018 (M/s Arcadia Share & Stock Brockers Pvt. Ltd.)
Sebi Reg No. INB010778232

Dear Sir,
With great pain and anguish I am writing to inform you with sincere hope that suitable action would
be taken from your high end against the Mr. Kapil & Mr. Hitesh Kapoor (Involved Dealer Name
Gravity) who have been indulging in fraudulent transactions in trading by violating ethical and
professional code of conduct. I had opened a demat cum trading account with Arcadia Stock &
Share Brockers Pvt. Ltd., Delhi branch in the month of July, 2009 having DMAT/ TRADING A/c
No. : GR-467. Here are the under mentioned details what happened:-
01. I opened my DMAT A/c with your organization of repute due to high reputation, credibility,
transparency and strong compliance. And good approach of Mr. Hitesh.
02. I invested a large amount of my hard earned money approximately Rs 5.00 lacs. BY PAYINGIN INSTALLMENT.
03. I strictly instructed to Mr. Kapil (RM OR Company Men) & Mr. Hitesh (Dealer) not to execute
any trade without taking my consent and avoiding compliance norms regulated by SEBI.
04. Mr. Hitesh also assured about the ethical trade practices what they especially manages in the
office by means of compliance oriented recording system which Arcadia Stock & Share Brockers
Pvt. Ltd. ensure through voice recorder with due consent of the account holder.
05. I appreciated that kind of system which protects investors’ interest from the hands of dishonest
brokers who work only for volumes and agreed to open my A/c with Arcadia Stock & Share
Brockers Pvt. Ltd. & a brand of repute.

06. From Oct-10 I am demanding the ledger account other detail but they are not providing anything in desired format.
Now even if i now i have decide to close the account Mr. Puneet is not providing any detail and not giving any letter for closing of dmat & trade account. I have sent 3 reminder for this only but not taking any action.

I expect an immediate and positive action from your side in order to protect the investor's/ consumer interest and his hard earned money.

Thanking you.
HARISH CHANDER UNIYAL
Trading id : GR-467
DMAT A/c No. : GR-467
Mobile No. : 9810254717
Address : K-II/541, SANGAM VIHAR,
NEAR DEVLI VILLAGE, NEW DELHI-110 062

"ISir,
I did the below complaint in bank of baroda-

"In 1997 I bought 100 shares of Bank of BARODA by PUBLIC OFFER.I also received its certificate.My Reg. Folio no. is - BBE170785 and CERTIFICATE NO. is - 246159 .Distinctive no. is 0220615701 to 0220615800 .I was not informed about 2nd call money at all via any means and so I didn't pay the 2nd call money as I was not informed about it.I contacted them many times to transfer my shares into my DEMAT account.I wrot them letters in the years 2002 to fulfill the need,but they didn't reply.Again I tried to contact them in 2005 via letter and they sent a letter in return informing that my letter has been sent to the share unit of BANK of Baroda for further clarification on the issue.In 2006 I sent the original share certificate to transfer it into my Demat but they kept the original share certificate and told me that due to miscellaneous reasons all my " NEW DRF REQUIRED AND OLD SHARES ARE FORFEITED AND RETAINED BY THE COMPANY." Also they neither returned my money nor transfered the shares into my Demat account.Now they should either return my money back along with the interest or transfer the shares into my Demat account."ts not necessary that every individual read the newspaper in which the information mentioned by you was given.You should have sent me a call money reminder and if you have already done that than you must be having the record of when you sent that reminder.So please provide me those details from your record.Also send me copy of the government rules as mentioned by you according to which shares can be forfeited without giving any reminder for call money.I don't think there is any rule which allows shares to be forfeited without any reminder for call money.Due to this decision of your bank I have to suffer from great economic and mental tension.If I didn't want to keep those shares than Iwould have sold them at that time only when they were issued.If I would have been informed about call money than I would have paid it that time only.I am ready to pay the call money along with interest for the shares now . Kindly look over the matter and return back my shares and resolve it as soon as possible."



The reasons given by me in this matter are true as they didn't inform me about any call money by any means.But they are not ready to accept any of the reasons stated by me.Kindly look into their records if they ever sent any reminder for call money and my shares should be freed by them and given back to me.
from
Awadh Sharan Shandilya
Ph. no.- 07582227292, 9406531741
Add.-deen kuti parkota,sagar,madhya pradesh